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非药物干预措施对手足口病传播及预测模型阶段影响:基于2014—2023年安徽省凤阳县手足口病监测数据分析

Non-pharmaceutical intervention measures and their stage-specific effects on hand, foot and mouth disease transmission and forecasting models: an analysis based on HFMD surveillance data from Fengyang county, Anhui province, 2014–2023

  • 摘要:
    目的  探究新型冠状病毒感染(COVID-19,简称新冠)疫情期间非药物干预措施(NPIs)对手足口病传播趋势的阶段性影响,评估不同预测模型在疫情干预背景下的适用性和动态响应能力。
    方法  以2014—2023年中国安徽省凤阳县手足口病月度发病率数据为基础,采用Theil–Sen稳健回归估计疫情前后年度百分比变化(APC)与平均年度百分比变化(AAPC);基于“基线方案(反事实压力测试)”与“干预方案(适应性预测)”进行样本外预测比较。基线方案:以2014年1月—2019年12月数据为训练集,以2020年1月—2023年12月数据为验证集,不纳入疫情干预变量;干预方案:以2014年1月—2022年11月资料作为训练集并纳入阶段性干预哑变量,以2022年12月—2023年12月资料作为验证集。比较含外生回归量的季节性差分自回归滑动平均模型(SARIMAX)、加性分解时间序列模型(Prophet)、长短期记忆网络(LSTM)的平均绝对百分比误差(MAPE)均方根误差(RMSE)平均绝对误差(MAE)。研究创新性提出阶段敏感度指数(PSI)与恢复弹性系数(REC),从动态响应性与抗干扰能力角度评估模型的适应性。
    结果  疫情前(2014—2019)手足口病发病率呈下降趋势(APC=−15.97%,95%CI= −22.06%~−6.80%,P=0.004);疫情后(2020—2023)转为上升(APC=36.17%,95%CI=8.84%~54.72%,P=0.002);全期(2014—2023)总体仍下降(AAPC=−12.28%,95%CI= −16.49%~−7.37%,P<0.001)。在开放期(2022.12—2023.12)样本外预测中,干预方案优于基线方案:SARIMAX的MAPE由73.77%降至44.54%(下降29.23个百分点),LSTM由46.18%降至41.85%,Prophet则仍偏高(69.73%)。PSI/REC显示:SARIMAX与Prophet干预方案对常态化防控→放开过渡较敏感(PSI>1),且REC=1(1个月内恢复);LSTM的PSI接近1,但REC=0.33(约3个月),提示恢复较慢。
    结论  本研究分析了非药物干预对手足口病流行趋势的阶段性作用与反弹风险,验证了统计模型与深度学习模型在传染病监测中的互补性,前者对外生冲击敏感且恢复快,后者短期拟合优但在放开后需加强泛化与自适应更新。未来应结合多模型策略优化传染病预警体系,以应对疫情干预背景下的复杂流行态势。

     

    Abstract:
    Objective To investigate the phase-specific impacts of non-pharmaceutical interventions (NPIs) during the coronavirus disease 2019 (COVID-19) pandemic on the transmission of hand, foot and mouth disease (HFMD) and evaluate the applicability and dynamic responsiveness of different prediction models in an intervention context.
    Methods Monthly HFMD incidence data from 2014 to 2023 in Fengyang county, Anhui province, China were analyzed. Theil–Sen robust regression was employed to estimate the annual percent change (APC) and the average annual percent change (AAPC) before and after COVID-19. Baseline scheme (counterfactual stress test): the model was trained on the data from January 2014 to December 2019 and validated on the data from January 2020 to December 2023, without incorporating any pandemic intervention variables. Intervention scheme (adaptive prediction): the model was trained on the data from January 2014 to November 2022, incorporating phase-specific intervention dummy variables, and validated on the data from December 2022 to December 2023. The prediction performance of seasonal autoregressive integrated moving average model with exogenous regressors (SARIMAX), Prophet (a time-series decomposable additive model), and long short-term memory (LSTM) was compared based on mean absolute percentage error (MAPE), root mean square error (RMSE), and mean absolute error (MAE). Two novel indices, the phase sensitivity index (PSI) and the resilience coefficient (REC), were proposed to assess model adaptability in terms of dynamic responsiveness and resistance to perturbations.
    Results In the pre-pandemic period from 2014 to 2019, HFMD incidence declined (APC = −15.97%, 95%CI: −22.06% to −6.80%, P = 0.004). In the post-pandemic period from 2020 to 2023, it increased (APC = 36.17%, 95%CI: 8.84% to 54.72%, P = 0.002). Over the full period from 2014 to 2023, the overall trend still decreased (AAPC = −12.28%, 95%CI: −16.49% to −7.37%, P < 0.001). During the relaxation period from December 2022 to December 2023, the intervention scheme outperformed the baseline scheme in out-of-sample prediction: the MAPE of SARIMAX decreased from 73.77% to 44.54% (a reduction of 29.23 percentage points); the MAPE of LSTM decreased from 46.18% to 41.85%; whereas the MAPE of Prophet remained high at 69.73%. The PSI/REC indicated that the SARIMAX and Prophet intervention models were more sensitive to the transition from routine control to relaxation, with PSI greater than 1 and recovery within 1 month (REC equal to 1); LSTM showed a PSI close to 1 but slower recovery (REC equal to 0.33) in about 3 months.
    Conclusions Non-pharmaceutical interventions exert phase-specific effects on HFMD transmission with a risk of rebound. Statistical models and deep learning models are complementary for surveillance under intervention scenarios. Statistical models are sensitive to exogenous shocks and recover quickly, whereas deep learning models excel in short-term fitting but require enhanced generalization and adaptive updating after relaxation of control measures. Integrating multiple models is recommended to optimize infectious disease early warning systems under complex dynamics in the presence of interventions.

     

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